NORMAN HEINE was born on March 22, 1907 to Morris and Olga Heine. Besides Norman, the family included older siblings Samuel, Israel, Yetta, Aaron, Edith, and Herman Heine. The Heine family was Jewish, and Norman Heine would play a significant role in both Jewish and civic affairs in Camden throughout his life.

Morris Heine had come to America from Russia in 1902, and brought his wife and older children over the following year. Herman and Norman were born in Camden. The 1910 Census shows the family living at 1112 Baring Street in South Camden. 

Morris Heine soon made the acquaintance of furniture merchant Abraham Lichtenstein, who had moved to Camden in 1890, bought property at 335 Liberty Street property at the turn of the century and organized a synagogue. It was there that Morris Heine, the learned and pious patriarchal head of one of Camden's most prominent families, would pray and study.

Morris Heine was by then in business for himself, selling boxes. The family was still at that address when the 1914 City Directory was compiled. Morris Heine was then in the junk business. Oldest son Samuel soon would go into another line, the retail furniture trade. By 1917 he had established a business at 1024 Broadway. This venture proved quite successful. By June of 1917 Samuel Heine was living at 1510 Baird Avenue, while his father and siblings, including young Norman, had moved to 1460 Wildwood Avenue in the upscale Parkside neighborhood. 

Norman Heine graduated from Camden High School. While at Camden High he joined the Epsilon chapter of the Jewish student fraternity Sigma Alpha Rho. In time he would serve as the chapter's Sacred Ruler, a post held at other times by Carl Auerbach, George Tartar, Samuel Cohen, and Sylvan Grass. The 1924 City Directory shows him working for his brother Samuel. He also studied law. By 1929 he was working as a law clerk at the law office of his older brother Aaron. 

The 1930 Census shows that Norman Heine was still living with his parents at 1460 Wildwood Avenue, as were brothers Israel and Herman. This block, on the south side of Wildwood Avenue is was rather interesting. There are eight houses, numbering from 1450 to 1464. The 1930 census shows merchant Hyman Lichtenstein, the son of the above-mentioned Abraham Lichtenstein, at 1450; Frank S. Fithian at 1452; lawyer Harry H. Teitelman at 1454; retired businessman Louis Richelson at 1456; merchant Louis Berkowitz and his lawyer son Harry Berkowitz at 1458; the Heine family at 1460; lawyer and politician Rocco Palese at 1462; and the Philip Auerbach family at 1464, son Carl Auerbach also then a lawyer.

A short walk away, on Park Boulevard, Congregation Beth El, founded in 1920, built its synagogue. Beth El was Camden's first Conservative synagogue. The Berkowitz, Teitelman, Heine, and Auerbach families would all over the years play significant roles at Beth El. Older brother Aaron Heine had joined Beth El by 1928, and helped found the Beth El Men's Club. In 1932 the Camden Council of Jewish Juniors was organized and elected Norman Heine as first president, he was re-elected in 1933, and served on the organization's national council in 1935.

Norman Heine was admitted to the New Jersey bar in June of 1933. He and brother Aaron became partners in the law firm of Heine and Heine, which had offices at 126 North Broadway in the 1940s. 

The Bureau of Jewish Education was organized by the Federation in 1945. Norman Heine became the first chairman. The Bureau served the Camden Talmud Torah, Beth El, Beth Israel, Beth Sholom, Beth Jacob and the Workmen's Circle school. 

In 1947 Beth El's rabbi, Philip L. Lipis, gave notice that he was going to take a position in California. A committee, headed by Louis Markowitz, began the search for a new rabbi. Other members of the committee were Louis Berkowitz, Harry Berkowitz, Morris Liebman, Norman Heine, Henry Bass and Herman Z. Cutler. The search ended in July of that year with the choice of Rabbi Harry B. Kellman. Rabbi Kellman would serve Beth El until his retirement in 1970.

The 1947 City Directory shows Norman Heine and his wife Marion living at 1500 Wildwood Avenue. Marion Heine was also active in local Jewish affairs. In 1949 she was a leaders of the local Allied Jewish Appeal's Women's Division. The following year Norman Heine and Harry Berkowitz, in recognition of their efforts on behalf of the Jewish Theological Seminary, were honored at a breakfast given at the Seminary. The guest speaker was Mrs. Eleanor Roosevelt. By 1956 Norman Heine had served as president of the Allied Jewish Appeal. That year he became President of the Jewish Federation. He was re-elected in 1957 and in 1958 elected chairman of the Middle Atlantic Region of Council of Jewish Federation and Welfare funds.

After serving as Camden City Solicitor, by November of 1961Norman Heine had been named Camden County Prosecutor. His record of service in the 1960s is exemplary. He successfully argued against appeals by murderers Stanley Cassidy, Sylvester Johnson, and Wayne Godfrey, convicted of a 1958 murder committed in the course of a robbery, in both State and Federal courts, and Joseph Ernst, who killed his estranged girlfriend in Camden in 1959. Prosecutor Heine was part of a team that successfully fought an appeal in the United States Supreme Court of Bellmawr and Barrington policemen caught in a ticket fixing scheme. He also successfully prosecuted the murderers of Frank Adamucci, owner of the Rickshaw Inn on Route 70 in Cherry Hill.

Prosecutor Norman Heine spoke to the Men's Club at a breakfast on February 9, 1964.

By the early 1970s Norman Heine was serving as a Judge of the Superior Court of New Jersey.

Last a resident of Cherry Hill, New Jersey, Norman Heine passed away on October 15, 1994.

Camden Courier-Post - June 15, 1933

Committee to Raise $10,000 for Aid, Told of Hardships in Germany

At an executive meeting of the United Committee for Relief of German Jews, held at Beth El Synagogue last night, the captains who will be in charge of teams for the purpose of raising $10,000 for relief of German Jews, were announced by Leon H. Rose, general chairman. In urging the appointees to intensive efforts, Rose said: 

"Six hundred thousand Jews are in distress. They are ousted from office, discharged from employment, denied civil and economic rights, persecuted and systematically forced to starve to death.

"There is raging in Germany one of the coldest and cruelest pogroms against the Jews ever known to history.

"We must help. We must rescue those helpless ones. Our weapon for immediate retaliation is money, and we must supply those arms. By the widest stretch of the imagination, it is inconceivable how any Jew in this community can exclude himself from this cause. 

"Thousands of German Jews, especially among the young, see a prospect of restarting their lives in Palestine to which some of them already have made their way. Determined, concerted Jewish effort can make it capable of providing a permanent home for a considerable part of German Jewry to whom the rest of the world, with few exceptions, is closed. 

"Immediate funds are needed. I appeal to you as self-respecting Jews who understand the suffering of your own race to come to the aid of your stricken brothers and sisters. Give them all you can." 

Those named and the organizations they represent are: Jacob Leventon, Congregation Beth El; David Lefkowitz, congregation Sons of Israel; Morris Josselson, Congregation Beth Israel; Benjamin Friedman, B'nai Brith; Mrs. I.S. Siris, Hadassah; Philip Miller, Hebrew Parent Teachers Association; Herman Odlen, Federation of Jewish Charities; Mrs. Rose Goldstein, Independent Social; Harry W. Markowich, Zionist Organization; Norman Heine, Junior 
Council; Julius Samson, Upsilon Lambda Phi. 

Mrs. William Laub, Council of Jewish Women; A. David Epstein, Sigma Alpha Rho; Mrs. Aaron Heine, Beth El Sisterhood; Samuel Shane, Talmud Torah; M. Snyder, Workmen's Circle; M. Bard, F. of S. U.; Louis Tarter, Independent Progress Lodge; Mrs. Zelda Lutz, Jacob J. Hernfeld Link; Dr. I.S. Siris, Jewish Welfare Society; Mrs. M. Shapiro, Hebrew Ladies Charities. 

Saul Lippman, Mizrachi; Mrs. Samuel Litow, Welfare Social Club; D. Breslow, Gordonia.; Dr. Reuben Cutler, Mizpah Lodge No. 245; F. & A. M.; Meyer Adelman, Camden Level Club; Mrs. Etta Rosen, B'nai Brith Auxiliary; Mrs. L. Weiss, Ladies Auxlliary of Progress Lodge; Miriam Morris, Junior 
Charity Workers; Mrs. A. Stoolman, Deborah Society; Mrs. M. Leider, Welfare Social.

Moses Bord was appointed captain of the workers. A mass meeting will be held June 20, at the Talmud Torah building, Seventh Street and Kaighn Avenue, and will be addressed by members of national, state and municipal governments, as well as outstanding Jewish leaders from New York and Philadelphia.

Camden Courier-Post - June 29, 1933

14 Others From South Jersey Given Right to Practice Law

Nine Camden law students and 14 others from South Jersey cities passed the April state bar examinations and may practice as attorneys in New Jersey.

That was announced at Trenton yesterday by Rue Brearley, secretary of the State Bar Examiners. Brearley stated that in the entire state, 206 students passed the tests. The counselor-at-law results were not announced.

Those in Camden were:

Howard G. Kulp, Jr., studying at the law offices of Carr and Carroll.

Norman Heine, law office of his brother, Aaron Heine.

Louis L. Goldman, firm of Orlando and Kisselman.

Franklin. L. Deibert, offices of his brother, Edward R. Deibert.

Joseph Lipkin, offices of Judge Frank F. Neutze.

Stanley L. Bennett, law offices of his brother, City Commissioner Harold W. Bennett.

John F. Ruck, law offices of Walter S. Keown.

James D. Stockwell, law firm of Bleakly, Stockwell and Burling, of which his father, Henry F. Stockwell, is a member.

Bartholomew A. Sheehan, law offices of Walter S. Keown.

Among the other South Jersey students who were successful was Harold B. Wells, Jr., son of Judge Harold B. Wells, of Bordentown. The others are: Fred A. Gravino, John B. Wick and Frank Sahl, all of Woodbury; I. Harry Levin and W. Howard Sharp, of Vineland; Wheeler Grey, William B. Brooks and Morgan E. Thomas, of Atlantic City; Thomas H. Munyan and John E. Boswell of Ocean City; Francis Tanner, Toms River; James Edward McGlincy, Bridgeport, and Charles J. Berkowitz, Lakewood.

Future Beth El community leaders at a Bar Mitzvah - 1938

Future Beth El community leaders at a Bar Mitzvah- 1938, standing left to right: Mickey Asbell, Ben Asbell, Nate Asbell,  seated, Ada Perlow, Leo Asbell, Frank Viner, Lou Goldman, Eve Goldman, Norman Heine

Camden Courier-Post - February 5, 1938

Age Relief Investigators Argue Civil Service Applied Without Examinations

Dismissal of two old-age relief Investigators by the Camden County Welfare Board has been appealed to the Civil Service Commission in an application for a hearing filed by Norman Heine, attorney Heine represents Alonzo Norcross, of Winslow, and Joseph DeSorte, who with C. Mae Marsh, of Brooklawn, also an investigator, and Margaret Jackson of Runnemede, a clerk-typist, were let out by the board January 15. In announcing the action, Edward R. Deibert, director, said the move was necessitated by failure of the four to pass competitive examinations with marks sufficiently high to be certified for the positions by the Civil Service Commission.

Deibert referred to a 1936 ruling by the Old Age Division of the State Department of Institutions and Agencies, which, he said, required that all appointees to county welfare boards after a certain date (March 1) must take Civil Service tests.

Therefore, the fact that Norcross and DeSorte were on the payroll when Civil Service was voted by the people of Camden county on November 3, 1936, was not sufficient to bring them automatically under its protection, as in the case of other county employees, Deibert contended.

At the same time, in announcing their dismissals, Deibert commended their work and expressed regret over the necessity for the action.

Heine, in his application to the Civil Service Commission, argues Norcross and DeSorte should not have been required to take examinations, but that if tests were held necessary, they should have been merely qualifying and not competitive.

"Norcross was appointed Aug. 24, 1936, and confirmed by the Board of Freeholders October 14," Heine said.

"He performed his duties until January 15, 1938. DeSorte was engaged November 2, 1936, and worked through all of 1937.

"The minutes of the county welfare board do not show these men were listed as temporary employees. As a matter of fact, board members tell me they considered them permanent employees and they should have come under Civil Service automatically with passage of the referendum."

Indiana, Pennsylvania Evening Gazette
June 4, 1953

In 1955, Norman Heine, successfully argued the following case before the United States Court of Appeals Third Circuit. 

226 F.2d 619
55-2 USTC P 9713
Nick FIORENTINO, Leon Di Abundo and Nick Di Abundo, Trustees
in Dissolution of the Century Transit Co., a
corporation of the State of New Jersey

No. 11590
United States Court of Appeals Third Circuit.
Argued Oct. 4, 1955.
Decided Oct. 24, 1955.

Lima, Ohio News - July 7, 1959
Benjamin Dzick - Norman Heine

Camden Courier-Post - June 10, 1960

Plea Changed By Peterson To No Defense

Henry W. Peterson, former secretary of the South Jersey Port Commission, changed his plea in Camden County Court from not guilty to no defense to charges of malfeasance in office and false swearing.

The charges grew out of a grand jury investigation of the Port Commission, which operates the Camden Marine Terminal. Peterson, of Woodbury, entered the plea through his attorney, J. Claud Simon, Thursday before Camden County Judge Cohen.

 Cohen said he would sentence Peterson June 23. He ordered a pre-sentence investigation. The indictments were returned against Peterson, form e r Woodbury mayor, in January.

Camden County Prosecutor Heine said at that time that the indictments charged Peterson with malfeasance in office as the result of padding his expense in the amount of $2000 between 1958 and 1959. The other indictment listed four counts of false testimony before the grand jury on September 10.

In 1961, Norman Heine, successfully argued the following case before the United States Court of Appeals Third Circuit. 

294 F.2d 556
Petition of Joseph ERNST for a Writ of Habeas Corpus

No. 13562
United States Court of Appeals Third Circuit
Argued June 8, 1961
Decided August 31, 1961

Joseph Ernst, guilty of murdering Joan Linden in Camden in 1959, was executed on July 31, 1962 in New Jersey's electric chair at the state prison in Trenton. His last words were "You are not going to miss anything." 

Oil City, Pennsylvania Derrick
October 23, 1961

Connellsville, Pennsylvania Daily Courier
November 2, 1961

Nevada State Journal
May 9, 1964

Florence, South Carolina Morning News
January 9, 1965

Gettysburg, Pennsylvania Times
January 26, 1966

Gettysburg, Pennsylvania Times
January 28, 1966

Florence, South Carolina Morning News
January 28, 1966

Gettysburg, Pennsylvania Times
March 1, 1966

In 1966, Norman Heine, in his capacity as Camden County Prosecutor, successfully argued the following case before the United States Supreme Court. 

U.S. Supreme Court
JOHNSON v. NEW JERSEY, 384 U.S. 719 (1966)
384 U.S. 719

No. 762.
Argued February 28, March 1-2, 1966.
Decided June 20, 1966.

In late 1966, Norman Heine, in his capacity as Camden County Prosecutor, was part of a team that successfully argued the following case before the United States Supreme Court. 

U.S. Supreme Court
GARRITY v. NEW JERSEY, 385 U.S. 493 (1967)
385 U.S. 493

No. 13.
Argued November 10, 1966.
Decided January 16, 1967.




In 1955, Norman Heine, successfully argued the following case before the United States Court of Appeals Third Circuit.

226 F.2d 619
55-2 USTC P 9713
Nick FIORENTINO, Leon Di Abundo and Nick Di Abundo, Trustees
in Dissolution of the Century Transit Co., a
corporation of the State of New Jersey

No. 11590
United States Court of Appeals Third Circuit.
Argued Oct. 4, 1955.
Decided Oct. 24, 1955.

Walter Akerman, Washington, D.C. (H. Brian Holland, Asst. Atty. Gen., Ellis N. Slack, A. F. Prescott, Sp. Assts. to the Atty. Gen., Raymond Del Tufo, Jr., U.S. Atty., Newark, N.J., John H. Mohrfeld, III, Asst. U.S. Atty., Camden, N.J., on the brief), for appellant.

Norman Heine, Camden, N.J., for appellee.

Before BIGGS, Chief Judge, and MARIS and GOODRICH, Circuit Judges.

GOODRICH, Circuit Judge.


This case presents a question of the jurisdiction of a district court of the United States in an action to recover taxes paid to the federal government. The District Court for the District of New Jersey gave a money judgment for the taxpayer and the government appeals.1


The Commissioner of Internal Revenue in 1943 mailed to the taxpayer2 a statutory notice of a deficiency for the years 1939, 1940 and 1941. This notice advised it of the determination of the deficiencies in its federal taxes for that period. Within the ninety days thereafter as provided by statute3 the taxpayer filed a petition for redetermination with the Tax Court. The Commissioner, through his counsel, filed a motion for dismissal on the ground that the petition, in form, failed to comply with the rules and practices of the Tax Court. This motion was heard by the Tax Court and on June 25, 1943, the proceedings were dismissed for lack of prosecution. The Tax Court determined that the deficiencies existed in the amount determined by the Commissioner. Later the taxpayer paid the Collector in Camden, New Jersey, the amount of the deficiencies plus interest and filed claims for a refund which were disallowed and then proceeded to bring suit in the federal court for the district of New Jersey.


The question for our consideration is whether that court had authority to hear the case. The statutory provision is found in section 322 of the Internal Revenue Code of 1939.4 This section provides that if a notice of deficiency has been sent a taxpayer 'and if the taxpayer files a petition with the Board of Tax Appeals within the time prescribed * * * no suit by the taxpayer for the recovery of any part of such tax shall be instituted in any court * * *.' Then follow certain exceptions not relevant here.5


When one looks at the facts of this case and then reads the language of the statute there seems little doubt that the statutory language covers the matter precisely. The taxpayer did file his suit for redetermination with the Tax Court. The Tax Court eventually dismissed for lack of prosecution. The taxpayer could have appealed to the Court of Appeals.6 He did not. The statute, we think, very effectively bars the suit in district court for recovery of the alleged overpayment. There is good authority squarely on the point that a dismissal for want of prosecution is a sufficient determination of the case by the Tax Court to bar the taxpayer from proceeding in district court. Monjar v. Higgins, 2 Cir., 1943, 132 F.2d 990; Resnik v. Welch, D.C.D.Mass.1941, 37 F.Supp. 112; accord, Warren Mfg. Co. v. Tait, D.C.D.Md.1932, 60 F.2d 982. Indeed, this is a situation anticipated by the Congress when the statute was passed, as is shown by the committee report.7


The taxpayer cites and relies upon the case of Cutting v. United States, D.C.E.D.N.Y.1939, 26 F.Supp. 586 where a suit was permitted in the district court following taxpayer's earlier communication to the Board of Tax Appeals. If that case is to be regarded as properly decided it must be on the basis that the communication to the Board was so completely vague that nothing was presented to the Tax Court on which it could tell what the taxpayer wanted or why he wanted it. That a presentation to the Tax Court defective in form does not prevent the jurisdiction of that body from attaching see Continental Petroleum Co. v. United States, 10 Cir., 1936, 87 F.2d 91, certiorari denied 1937, 300 U.S. 679, 57 S.Ct. 670, 81 L.Ed. 883. The Tax Court rules provided amply for amendments to pleadings.8 It is well settled that pleadings defective in form do not affect the jurisdiction of a court to entertain a case for whatever action may be appropriate therein.9


There is only one further point to discuss and the taxpayer makes much of it. As said above, the Commissioner's objection to the taxpayer's petition was that it was not in the proper form. The final dismissal by the Tax Court was for want of prosecution. The Commissioner now argues that the filing of the petition, although defective in form, barred the taxpayer from proceeding in the district court. The taxpayer regards this argument as a proof that the Commissioner has blown hot and cold and he does not think the Commissioner should be permitted to do so. He points to no rule of law requiring the Commissioner to be consistent at all stages of the proceeding, even assuming that there is an inconsistency, which we think there is not here.


The judgment of the district court will be reversed and the case remanded with directions to enter judgment for the defendant.

In 1961, Norman Heine, successfully argued the following case before the United States Court of Appeals Third Circuit. 

294 F.2d 556
Petition of Joseph ERNST for a Writ of Habeas Corpus.

No. 13562
United States Court of Appeals Third Circuit
Argued June 8, 1961
Decided August 31, 1961

Chester Apy, Red Bank, N. J., for appellant.
Norman Heine, Camden, N. J., for appellee.
Before BIGGS, Chief Judge, and HASTIE and FORMAN, Circuit Judges.
HASTIE, Circuit Judge.


A jury in the County Court of Camden County, New Jersey, has convicted the petitioner, Joseph Ernst, of murder in the first degree, without recommendation of life imprisonment. Under such a verdict New Jersey law makes a death sentence mandatory, and the petitioner has been so sentenced. The Supreme Court of New Jersey affirmed the conviction and sentence. State v. Ernst, 1960, 32 N.J. 567, 161 A.2d 511. The Supreme Court of the United States denied certiorari. 1961, 364 U.S. 943, 81 S.Ct. 464, 5 L.Ed.2d 374. Ernst then filed this habeas corpus petition in the District Court for the District of New Jersey. The petition was denied without the taking of testimony. This appeal followed.


The deceased, Joan Connor, was a seventeen year old former girl friend of the petitioner. At the time of the homicide he was twenty-two years old and a parolee from the Bordentown Reformatory. Both the petitioner and Joan lived in Camden. In the course of a quarrel some ten days before the homicide he had struck her, inflicting a scalp wound serious enough to require sutures. This assault led Joan's father to sign a criminal complaint against the petitioner, who fled to Newark.


On the evening of the homicide the petitioner, accompanied by a friend, Robert Lee, returned to Camden. Petitioner was armed with a revolver. He visited the home of a neighbor and there stole a second revolver. He spoke to a neighbor about having returned to Camden seeking revenge. He and his companion then set out to find Joan and a man named Linden whom Ernst mistakenly believed to have made the criminal complaint against him. They located Joan at the Linden home. When she came to the door there was a brief exchange of words. According to the petitioner, Joan spoke insultingly to him and slammed the door in his face. Almost immediately revolver shots were fired through the door fatally injuring the girl. Petitioner fled and was subsequently apprehended. Later he made three confessions, admittedly voluntary, stating essentially the facts outlined above. In two confessions he admitted doing the shooting. In the third, however, he claimed that Lee fired the fatal shots.


Petitioner did not obtain counsel for his own defense. Accordingly, the court assigned Joseph P. DeLuca, an active trial lawyer in Camden County with more than twenty years of experience at the bar, to be defense counsel. Since his conviction, petitioner has retained another attorney who now represents him. One of the principal contentions in the present collateral attack on the conviction is that the conduct of the defense by trial counsel was so deficient as to constitute a denial of such benefit of counsel as the Fourteenth Amendment requires a state to provide for a person accused of a capital offense.


In United States ex rel. Darcy v. Handy, 3 Cir., 1953, 203 F.2d 407, a majority of this court sitting en banc joined in the opinion of Judge Maris on the question whether the alleged mishandling of the defense in a murder trial by counsel of defendant's own choice constituted a failure of the state to afford the accused due process of law. The limited reach of the due process clause in such a situation was stated as follows:


"It is true, as the relator urges, that a denial of due process of law by the state would result if the representation of a defendant by his counsel should be so lacking in competence or good faith that it would become the duty of the trial judge or the prosecutor, as officers of the state, to observe and correct it. For in such a trial the defendant would be practically without representation and it would, therefore, be but a farce and a mockery of justice. It is the duty both of the trial judge and the prosecutor to see that the essential rights of the defendant are preserved. As officers of the state their failure to do so is imputed to the state. But they, and through them the state, may not be convicted of a denial to the defendant of due process of law in this regard unless the incompetence of the defense is so apparent as to call for intervention between counsel and client." 203 F.2d at page 427.


This case differs from the Darcy case in that counsel here was assigned by the court rather than chosen by the accused. Whether in a borderline case this difference might tip the scales in favor of petitioner's claim that the state had not discharged its full constitutional duty to provide him with a fair trial, we need not decide. Compare the division of the Court of Appeals for the District of Columbia in Mitchell v. United States, 1958, 104 U.S.App.D.C. 57, 259 F.2d 787. In this case we find it quite clear that there was nothing in the professional history or standing of counsel and nothing in his conduct of the trial which either made his appointment to defend a capital case improper or provided cause during the trial for corrective judicial interference with counsel's handling of the defense.


In petitioner's own brief on this appeal it is recognized that assigned counsel was a well qualified and experienced trial lawyer six of whose twenty-one years at the bar had been spent as a deputy prosecutor in the county where this trial was held. Even now his overall professional competency is not challenged. Clearly, his appointment was a proper discharge of the court's initial responsibility to assign competent and responsible counsel.


Petitioner now criticizes various actions and omissions of defense counsel at the trial. However, we think the matters of which petitioner complains fall far short of establishing that the defendant did not receive professionally acceptable representation and assistance in the conduct of his defense. We approach the problem as did the Court of Appeals for the District of Columbia when it said: "[A]bsence of effective representation of counsel * * * must mean representation so lacking in competence that it becomes the duty of the court or the prosecution to observe it and correct it." Diggs v. Welch, 1945, 80 U.S. App.D.C. 5, 148 F.2d 667, 670.


Petitioner makes much of the fact that counsel neither introduced evidence nor made an argument calculated to persuade the jurors that they should recommend mercy, even if they should find the accused guilty of murder in the first degree. The record shows that beginning with his opening statement and continuing through his summation defense counsel took and sought to sustain the position that the shooting was not deliberate or premeditated and, therefore, that there could not properly be a first degree verdict, either with or without a recommendation of mercy. He made this clear in his opening statement, saying: "If this boy did the shooting * * * it is nothing more, and I mean nothing more, and I want to say it, that it is a fact that it is second degree. I say to you * * * that all the evidence will not substantiate any verdict of first degree. It has got to be the lesser." In his effort to establish and maintain this basic position counsel took several steps which petitioner now views as depriving him of the kind of defense to which he was entitled. Counsel commended the police for their work in solving the case and apprehending defendant and his companion. This was not hurtful since there was no dispute, indeed petitioner had admitted, that the right persons had been apprehended. Along the same line counsel spoke of his own experience with the fairness of jury verdicts when he was a prosecutor. This, of course, implied fairness in acquittals as well as convictions. He added that everyone had to accept whatever verdict the jury rendered, at the same time reminding the jurors that they would have to live with their own consciences after the verdict. Since there was no basis for disputing that the defendant or his companion had committed a felonious homicide, counsel also stated that he did not condone his client's behavior, though even after hearing his client on the stand he was not sure exactly what happened at the time of the homicide. This last concession must be considered in the light of the fact that contradictory statements appeared in petitioner's confessions. Understandably, counsel may have reasoned that his most helpful course would be to express his own uncertainty as to what the facts were, hoping that the jurors would be similarly puzzled and would give the defendant the benefit of the doubt.


This was a case in which counsel could reasonably have believed that the evidence of felonious homicide by his client was so overwhelming that to go beyond urging the absence of premeditation would outrage and offend the jury to his client's detriment. On the other hand, the making of concessions which did not weaken the claim that the shooting was not premeditated might emphasize this critical issue and dispose the jury to view it dispassionately. Moreover, a show of candor by counsel is often calculated to impress a jury favorably. In brief, counsel's various maneuvers may have been part of a strategy of developing a setting and an atmosphere in which the area of controversy would be narrowed to grounds of his selection and in which counsel would be viewed by the jurors as joining with them in the sober and dispassionate search for justice.


Petitioner places special emphasis upon an additional statement by counsel to the jury that he approved the New Jersey statute which provided the death penalty for first degree murder. But, at the same time, he emphasized his position that this was not a first degree case and that before "a person is convicted under the capital statute that every letter of that statute must be met. Where there is doubt, it should not be upheld, because once a life is taken, you cannot erase that error * * *." Here again counsel apparently was seeking to avoid unnecessary controversy with jurors who might approve capital punishment and at the same time to concentrate attention on the issue of absence of premeditation upon which he would make the case turn.


In this connection, counsel was able to develop some evidentiary basis for his argument that the shooting was not deliberate and premeditated. He showed that the accused made himself known to people at a tavern immediately before he went in search of the victim. He emphasized the position that verbal castigation and the slamming of a door in petitioner's face created a spontaneous violent reaction in sudden unreasoning anger.


It is argued that in confining his presentation to the issue of premeditation counsel recklessly and to his client's detriment placed all his eggs in one basket. Yet, he may well have reasoned that the force of his argument that the crime was committed in sudden hot blood would be weakened in the jury's view by offering an alternative plea for mercy if premeditation should be found. Moreover, it is to be remembered that the judge himself must, as the judge did in this case, explain to the jury its responsibility for considering the granting of mercy in connection with a first degree verdict. So that issue was not eliminated from the case.


Viewing the case in its entirety, and in the light of petitioner's confessions, it is obvious that the defense had little to work with. Moreover, the items of which petitioner complains could well have been part of a rational plan of a competent lawyer trying to do his best for his client. Certainly, the Constitution does not require the state to provide more than that in the way of effective assistance of counsel in a capital case.


As a second major point petitioner urges that the New Jersey statute under which he has been sentenced is so unfair and discriminatory that it denies persons sentenced to death thereunder due process of law and the equal protection of the laws. The New Jersey statute reads:


"Every person convicted of murder in the first degree, his aiders, abettors, counselors and procurers, shall suffer death unless the jury shall by its verdict, and as a part thereof, upon and after the consideration of all the evidence, recommend life imprisonment, in which case this and no greater punishment shall be imposed.


"Every person convicted of murder in the second degree shall suffer imprisonment for not more than 30 years." N.J.S. 2A:113-4, N.J. S.A.


Petitioner's first criticism of the statute is that it provides no standard to guide the jury in deciding whether the penalty for first degree murder shall be death or life imprisonment. True, the jury is left to choose between these penalties "upon and after the consideration of all the evidence", but otherwise without authoritative criteria for the measurement of culpability or extenuation. But such unguided discretion in the choice between penalties which may be imposed under a first degree verdict has long been characteristic of the laws of the United States and of many states. Some twenty states confer this power upon juries in murder cases. See the compilation of such statutes in Knowlton, Problems of Jury Discretion in Capital Cases, 1953, 101 U. of Pa.L.Rev. 1099, 1101-1103. See also the discussion of these statutes in the concurring opinion of Mr. Justice Frankfurter in Andres v. United States, 1948, 333 U.S. 740, 758-763, 68 S.Ct. 880, 92 L.Ed. 1055. Similarly, the pertinent federal statute provides that "whoever is guilty of murder in the first degree, shall suffer death unless the jury qualifies its verdict by adding thereto `without capital punishment' in which event he shall be sentenced to imprisonment for life." 18 U.S.C. 1111. Both recent and early decisions of the Supreme Court sanction this sentencing scheme. Andres v. United States, supra; Winston v. United States, 1899, 172 U.S. 303, 19 S.Ct. 212, 43 L.Ed. 456. We have discovered no successful attack upon any similar state statute on the ground that it fails to provide guide lines for the jury in its choice between the death penalty and life imprisonment. This may well be because it is neither practicable nor desirable that any stated criteria should control a jury in deciding whether the circumstances of a premeditated murder are such that draconic punishment should not be imposed. Moreover, it is a matter of legislative history in most jurisdictions, certainly in New Jersey, that the conferring of this power upon juries is potentially advantageous and, in no way hurtful to persons convicted of first degree murder, for the antecedent statutes rather generally made the death sentence mandatory in all such cases. Contrast the present New Jersey law, N.J.S. 2A:113-4, N.J.S.A., with its antecedent, P.L.1898, ch. 235, 108. In the laws of the United States, contrast 18 U.S.C. 1111 with Rev.Stat. 5339. Indeed, the New Jersey courts analyze the present statute as retaining the death sentence as the legislatively prescribed punishment for first degree murder, while adding a special procedure for mitigation wherever the circumstances shall lead the jury so to provide in its verdict. State v. Molnar, 1945, 133 N.J.L. 327, 44 A.2d 197. This method of sentencing may be less than ideal. See Knowlton, supra, 101 U. of Pa.L.Rev. at 1130-1136. Yet, a device in mitigation certainly is not essentially unfair to the wrongdoer because the jury's power to reduce the normal penalty is not controlled. The argument that due process of law has been denied is without merit.


Petitioner's final objection to New Jersey sentencing procedure in murder cases is that the jury does not have the benefit of a pre-sentence investigation and report. This is said to be discriminatory because present New Jersey rules of court require that a judge shall obtain a presentence report before he passes sentence for any other serious offense. R.R. 3:7-10(b). This is said to be an arbitrary differentiation in the treatment of offenders and, therefore, a denial of equal protection of the laws to those convicted of murder. But the basic differentiation occurred when the legislature made first degree murder punishable by death or by life imprisonment, as a jury may determine, while in the cases of lesser offenses the trial judge was vested with discretion as to the sentence to be pronounced and whether to require confinement or to grant the convicted person probation. Even the petitioner does not say that this distinction in legislative treatment of the matter of punishment for different crimes is in itself a denial of the equal protection of law. But once this is conceded it ceases to be significant that in administering their sentencing power the courts of New Jersey have seen fit to make a pre-sentence investigation and report a mandatory procedure. Administrative differences are reasonably to be expected in procedures as dissimilar as jury sentencing for first degree murder and sentencing by a judge for lesser crimes. Moreover, New Jersey has made available to every person charged with murder some of the advantages of a presentence investigation by permitting him to include evidence in mitigation as part of his defense. See State v. Mount, 1959, 30 N.J. 195, 152 A.2d 343. But apart from this, we do not view the difference between sentencing procedures of which the defendant complains as the kind of arbitrary and unreasonable differentiation which the equal protection clause forbids.


In finding the petitioner's constitutional contentions to be without merit, we have not overlooked the fact that these issues were not brought to the attention of the New Jersey courts except by petition for rehearing after the New Jersey Supreme Court had affirmed petitioner's conviction. And even then the constitutional issues were not disclosed in all of the aspects now presented to us. It is arguable, therefore, that there has not yet been such exhaustion of state remedies as Section 2254 of Title 28 U.S.C. requires before a federal court shall discharge a state prisoner pursuant to a writ of habeas corpus. However, as was pointed out in the concurring opinion in United States ex rel. Auld v. Warden, 3 Cir., 1951, 187 F.2d 615, 620, it is not Section 2254 but rather Section 2241 which gives the district court power to entertain and dispose of petitions for habeas corpus. Section 2254 merely requires as a matter of national policy that, in the exercise of that power, affirmative relief shall not be granted to a state prisoner until he shall have exhausted the remedies available in the state courts. Denial of a state prisoner's petition for habeas corpus on its merits remains permissible under Section 2241 even though state remedies may not have been exhausted. See also the opinion of Judge Maris in United States ex rel. Darcy v. Handy, supra, 203 F.2d at 421.


The judgment will be affirmed.


BIGGS, Chief Judge (dissenting).


The decision in this case overrules United States ex rel. Auld v. Warden, 3 Cir., 1951, 187 F.2d 615, sub silentio, for here, as the majority opinion points out, "there has not yet been such an exhaustion of state remedies as Section 2254 of Title 28 U.S.C. requires before a federal court shall discharge a state prisoner pursuant to a writ of habeas corpus". I would vacate the judgment and would remand with the direction to the court below to allow the petitioner a reasonable opportunity to exhaust his state remedies, retaining jurisdiction and staying the execution of the state sentence in the meantime. Comity between the state and federal processes requires this result.

In 1966, Norman Heine, in his capacity as Camden County Prosecutor, successfully argued the following case before the United States Supreme Court.

U.S. Supreme Court

JOHNSON v. NEW JERSEY, 384 U.S. 719 (1966)

384 U.S. 719

No. 762.
Argued February 28, March 1-2, 1966.
Decided June 20, 1966.

Petitioners' confessions were offered in evidence by the State in their trial for felony murder, at which they were found guilty and sentenced to death. Their convictions became final six years ago. On collateral attack petitioners now argue that the confessions were inadmissible under Escobedo v. Illinois, 378 U.S. 478 . The New Jersey Supreme Court held that Escobedo did not apply retroactively. Held:

    1. Neither Escobedo nor Miranda v. Arizona, ante, p. 436, which set down additional guidelines, is to be applied retroactively. Pp. 726-735.

    (a) Linkletter v. Walker, 381 U.S. 618 , and Tehan v. Shott, 382 U.S. 406 , established the principle that in criminal litigation concerning constitutional claims the Court may make a rule of criminal procedure prospective, basing its determination upon the purpose of the new standards, the reliance placed on the prior decisions on the subject, and the effect on the administration of justice of a retroactive application of the rule. Pp. 726-727.

    (b) The choice between retroactivity and nonretroactivity does not depend on the value of the constitutional guarantee involved or the provision of the Constitution on which the dictate is based, but takes account of the extent to which other safeguards are available to protect the integrity of the truth-determining process at trial. Pp. 728-729.

    (c) While Escobedo and Miranda guard against the possibility of unreliable statements in cases of in-custody interrogation, they cover situations where the danger is not necessarily as great as when the accused is subjected to overt and obvious coercion. P. 730.

    (d) For persons whose trials have already been completed, the case law on coerced confessions is available, if the procedural prerequisites for direct or collateral attack are met. P. 730.

    (e) Law enforcement agencies fairly relied on prior cases, now no longer binding, in obtaining incriminating statements during the years preceding Escobedo and Miranda, and retroactive [384 U.S. 719, 720]   application of those cases would seriously disrupt administration of the criminal laws. P. 731.

    (f) Escobedo and Miranda should apply only to cases where the trials have commenced after the decisions were announced, June 22, 1964, and June 13, 1966, respectively. Pp. 733-735.

    2. The other grounds asserted by petitioners which may be tested by this review are without merit; their contentions relating to the voluntariness of their confessions are beyond the scope of the review in this proceeding. P. 735.

43 N. J. 572, 206 A. 2d 737, affirmed.

Stanford Shmukler and M. Gene Haeberle argued the cause for petitioners. With them on the briefs was Curtis R. Reitz.

Norman Heine argued the cause and filed a brief for respondent.

Telford Taylor, by special leave of Court, argued the cause for the State of New York, as amicus curiae. With him on the brief were Louis J. Lefkowitz, Attorney General, Samuel A. Hirshowitz, First Assistant Attorney General, and Barry Mahoney and George D. Zuckerman, Assistant Attorneys General, joined by the Attorneys General for their respective States and jurisdictions as follows: Richmond M. Flowers of Alabama, Darrell F. Smith of Arizona, Bruce Bennett of Arkansas, Duke W. Dunbar of Colorado, David P. Buckson of Delaware, Earl Faircloth of Florida, Arthur K. Bolton of Georgia, Allan G. Shepard of Idaho, William G. Clark of Illinois, Robert C. Londerholm of Kansas, Robert Matthews of Kentucky, Jack P. F. Gremillion of Louisiana, Richard J. Dubord of Maine, Thomas B. Finan of Maryland, Norman H. Anderson of Missouri, Forrest H. Anderson of Montana, Clarence A. H. Meyer of Nebraska, T. Wade Bruton of North Carolina, Helgi Johanneson of North Dakota, Robert Y. Thornton of Oregon, Walter E. Alessandroni of Pennsylvania, J. Joseph Nugent of Rhode Island, Daniel R. McLeod of South Carolina, Waggoner [384 U.S. 719, 721]   Carr of Texas, Robert Y. Button of Virginia, John J. O'Connell of Washington, C. Donald Robertson of West Virginia, John F. Raper of Wyoming, Rafael Hernandez Colon of Puerto Rico and Francisco Corneiro of the Virgin Islands.

Duane R. Nedrud, by special leave of Court, argued the cause for the National District Attorneys Association, as amicus curiae, urging affirmance. With him on the brief was Marguerite D. Oberto.

Anthony G. Amsterdam, Paul J. Mishkin, Raymond L. Bradley, Peter Hearn and Melvin L. Wulf filed a brief for the American Civil Liberties Union, as amicus curiae.

Opinion of the Court by MR. CHIEF JUSTICE WARREN, announced by MR. JUSTICE BRENNAN.

In this case we are called upon to determine whether Escobedo v. Illinois, 378 U.S. 478 (1964), and Miranda v. Arizona, ante, p. 436, should be applied retroactively. We hold that Escobedo affects only those cases in which the trial began after June 22, 1964, the date of that decision. We hold further that Miranda applies only to cases in which the trial began after the date of our decision one week ago. The convictions assailed here were obtained at trials completed long before Escobedo and Miranda were rendered, and the rulings in those cases are therefore inapplicable to the present proceeding. Petitioners have also asked us to overturn their convictions on a number of other grounds, but we find these contentions to be without merit, and consequently we affirm the decision below.

Petitioner Cassidy was taken into custody in Camden, New Jersey, at 4 a. m. on January 29, 1958, for felony murder. The police took him to detective headquarters and interrogated him in a systematic fashion for several hours. At 9 a. m. he was brought before the chief detective, two other police officers, and a court stenographer. [384 U.S. 719, 722]   The chief detective introduced the persons present, informed Cassidy of the possible charges against him, gave him the warning set forth in the margin, 1 concluded that he understood the warning, and obtained his consent to be questioned. Cassidy was then interrogated until 10:25 a. m. and made a partial confession to felony murder. The stenographer recorded this interrogation and read it back to Cassidy for his acknowledgment. Police officers then took him to another part of the building and apparently questioned him further. At 12:15 p. m. he was brought back to the chief detective's office for another half hour of recorded interrogation. Under circumstances similar to those already described, Cassidy amended his confession to add vital incriminating details. For the next 11 hours he was held in a detention room and may have been subjected to further questioning. At 11:40 p. m. the police returned him to the chief detective's office for a final brief round of recorded interrogation. Taken together, Cassidy's three formal statements added up to a complete confession of felony murder, and they were later introduced against him at his trial for that crime.

While the present collateral proceeding was pending following our decision in Escobedo, Cassidy filed affidavits in the New Jersey Supreme Court which detailed for the first time certain supposed circumstances of his confession. In his own affidavit, he claimed that on at least five separate occasions during his interrogation, he asked for permission to consult a lawyer or to contact relatives. The police allegedly either ignored these requests [384 U.S. 719, 723]   or told him that he could not communicate with others until his statement was completed. Cassidy also produced affidavits from his mother, his uncle, and his aunt, claiming that during this period they called the detective headquarters at least three times and once appeared there in person, seeking information about Cassidy and an opportunity to speak with him. Their efforts allegedly were thwarted by the police. These belated claims were left uncontroverted by the State and were accepted as true by the court below for purposes of the Escobedo issue.

The police took petitioner Johnson into custody in Newark, New Jersey, at 5 p. m. on January 29, 1958, for the same crime as Cassidy. He was taken to detective headquarters and was booked. Later in the evening the police brought him before a magistrate for a brief preliminary hearing. The record is unclear as to what transpired there. Both before and after the appearance in court, he was questioned in a routine manner. At 2 a. m. the police drove Johnson by auto to Camden, the scene of the homicide, 80 miles from Newark. During the auto ride he was again interrogated about the crime. Upon arrival in Camden at about 4:30 a. m., the police took him directly to detective headquarters and brought him before the chief detective, three other police officers, and a court stenographer. As in Cassidy's case, Johnson was introduced to the persons present, informed of the possible charges against him, and given the same warning already set forth. He stated that he understood the warning and was willing to be questioned under those conditions. The police then interrogated him until 6:20 a. m., a period of about one and one-half hours. During the course of the questioning, he made a full confession to the crime of felony murder. This interrogation was recorded by the stenographer and read back to Johnson for his acknowledgment. [384 U.S. 719, 724]  

Like Cassidy, Johnson filed affidavits in the New Jersey Supreme Court in this collateral proceeding following our decision in Escobedo, detailing for the first time certain supposed circumstances of his confession. In his own affidavit, he claimed that at four separate points during the period described above, he asked for permission to consult a lawyer or to contact relatives so that they could obtain a lawyer for him. As in Cassidy's case, the police allegedly either ignored these requests or told him that he could not communicate with others until he had given a statement. Johnson also produced affidavits from his mother and his girl friend, claiming that on three occasions after the homicide and prior to the confession, they called detective headquarters or went there in person, seeking information about Johnson and an opportunity to speak with him. Their efforts allegedly were rebuffed by the police. These belated claims, like Cassidy's, were left uncontroverted by the State and were accepted as true by the court below for resolution of the Escobedo issue.

The confessions of Johnson and Cassidy were offered in evidence by the State at their joint trial for felony murder. The judge held a hearing out of the presence of the jury on the voluntariness of the confessions. Petitioners made no effort to rebut the testimony adduced by the State relating to this issue. The judge found the confessions voluntary and admitted them into evidence. Petitioners then expressly relinquished their right under state law to have the issue of voluntariness, and the accompanying evidence, submitted to the jury for redetermination. 2 They did not introduce any testimony to dispute the correctness of their confessions. [384 U.S. 719, 725]  

In summation at the close of trial, defense counsel explicitly asserted that the confessions were truthful and pleaded for leniency on this ground. Cassidy's lawyer stated to the jury:

    "Whatever is in this statement made by Stanley Cassidy is true. I know it is true. . . . [M]y reason for knowing that it is true is because of the meetings and consultations I have had with Stanley. We have been over this many, many times.

    "I know it is true because I know Chief Dube, and Chief Dube is a fine interrogator. If you do not answer truthfully, believe me, he will question you until he does get the truth, and Chief Dube got the truth."

Likewise Johnson's lawyer told the jury:

    "The statement of Johnson was truthful and honest, because when that was finished, that was the end of it.

    . . . . .

    "There were no threats. There was no attempt to evade. There was no trickery. Anything that Chief Dube asked him he answered honestly and truthfully."

The jury found Johnson and Cassidy guilty of murder in the first degree without recommendation of mercy, and they were sentenced to death. 3   [384 U.S. 719, 726]  

The convictions of Johnson and Cassidy became final six years ago, when the New Jersey Supreme Court affirmed them upon direct appeal 4 and the time expired for petitioners to seek certiorari from the decision. There followed a battery of collateral attacks in state and federal courts, based on new factual allegations, in which petitioners repeatedly and unsuccessfully assailed the voluntariness of their confessions. 5 This proceeding arises out of still another application for post-conviction relief, accompanied by a fresh set of factual allegations, in which petitioners have argued in part that their confessions were inadmissible under the principles of Escobedo. The court below rejected the claim, holding that Escobedo did not affect convictions which had become final prior to the date of that decision, 6 and it is this holding which we are principally called upon to review. In view of the standards announced one week ago concerning the warnings which must be given prior to in-custody interrogation, this case also obliges us to determine whether Miranda should be accorded retroactive application.

In the past year we have twice dealt with the problem of retroactivity in connection with other constitutional rules of criminal procedure. Linkletter v. Walker, 381 U.S. 618 (1965); Tehan v. Shott, 382 U.S. 406 (1966). These cases establish the principle that in criminal litigation concerning constitutional claims, "the Court may in the interest of justice make the rule prospective . . . [384 U.S. 719, 727]   where the exigencies of the situation require such an application." 381 U.S., at 628 ; 382 U.S., at 410 . These cases also delineate criteria by which such an issue may be resolved. We must look to the purpose of our new standards governing police interrogation, the reliance which may have been placed upon prior decisions on the subject, and the effect on the administration of justice of a retroactive application of Escobedo and Miranda. See 381 U.S., at 636 ; 382 U.S., at 413 .

In Linkletter we declined to apply retroactively the rule laid down in Mapp v. Ohio, 367 U.S. 643 (1961), by which evidence obtained through an unreasonable search and seizure was excluded from state criminal proceedings. In so holding, we relied in part on the fact that the rule affected evidence "the reliability and relevancy of which is not questioned." 381 U.S., at 639 . Likewise in Tehan we declined to give retroactive effect to Griffin v. California, 380 U.S. 609 (1965), which forbade prosecutors and judges to comment adversely on the failure of a defendant to testify in a state criminal trial. In reaching this result, we noted that the basic purpose of the rule was to discourage courts from penalizing use of the privilege against self-incrimination. 382 U.S., at 414 .

As Linkletter and Tehan acknowledged, however, we have given retroactive effect to other constitutional rules of criminal procedure laid down in recent years, where different guarantees were involved. For example, in Gideon v. Wainwright, 372 U.S. 335 (1963), which concerned the right of an indigent to the advice of counsel at trial, we reviewed a denial of habeas corpus. Similarly, Jackson v. Denno, 378 U.S. 368 (1964), which involved the right of an accused to effective exclusion of an involuntary confession from trial, was itself a collateral attack. In each instance we concluded that retroactive application was justified because the rule affected [384 U.S. 719, 728]   "the very integrity of the fact-finding process" and averted "the clear danger of convicting the innocent." Linkletter v. Walker, 381 U.S., at 639 ; Tehan v. Shott, 382 U.S., at 416 .

We here stress that the choice between retroactivity and nonretroactivity in no way turns on the value of the constitutional guarantee involved. The right to be represented by counsel at trial, applied retroactively in Gideon v. Wainwright, supra, has been described by Justice Schaefer of the Illinois Supreme Court as "by far the most pervasive . . . [o]f all of the rights that an accused person has." 7 Yet Justice Brandeis even more boldly characterized the immunity from unjustifiable intrusions upon privacy, which was denied retroactive enforcement in Linkletter, as "the most comprehensive of rights and the right most valued by civilized men." 8 To reiterate what was said in Linkletter, we do not disparage a constitutional guarantee in any manner by declining to apply it retroactively. See 381 U.S., at 629 .

We also stress that the retroactivity or nonretroactivity of a rule is not automatically determined by the provision of the Constitution on which the dictate is based. Each constitutional rule of criminal procedure has its own distinct functions, its own background of precedent, and its own impact on the administration of justice, and the way in which these factors combine must inevitably vary with the dictate involved. Accordingly as Linkletter and Tehan suggest, we must determine retroactivity "in each case" by looking to the peculiar traits of the specific "rule in question." 381 U.S., at 629 ; 382 U.S., at 410 .

Finally, we emphasize that the question whether a constitutional rule of criminal procedure does or does [384 U.S. 719, 729]   not enhance the reliability of the fact-finding process at trial is necessarily a matter of degree. We gave retroactive effect to Jackson v. Denno, supra, because confessions are likely to be highly persuasive with a jury, and if coerced they may well be untrustworthy by their very nature. 9 On the other hand, we denied retroactive application to Griffin v. California, supra, despite the fact that comment on the failure to testify may sometimes mislead the jury concerning the reasons why the defendant has refused to take the witness stand. We are thus concerned with a question of probabilities and must take account, among other factors, of the extent to which other safeguards are available to protect the integrity of the truth-determining process at trial.

Having in mind the course of the prior cases, we turn now to the problem presented here: whether Escobedo and Miranda should be applied retroactively. 10 Our opinion in Miranda makes it clear that the prime purpose of these rulings is to guarantee full effectuation of the privilege against self-incrimination, the mainstay of our adversary system of criminal justice. See, ante, pp. 458-466. They are designed in part to assure that the person [384 U.S. 719, 730]   who responds to interrogation while in custody does so with intelligent understanding of his right to remain silent and of the consequences which may flow from relinquishing it. In this respect the rulings secure scrupulous observance of the traditional principle, often quoted but rarely heeded to the full degree, that "the law will not suffer a prisoner to be made the deluded instrument of his own conviction." 11 Thus while Escobedo and Miranda guard against the possibility of unreliable statements in every instance of in-custody interrogation, they encompass situations in which the danger is not necessarily as great as when the accused is subjected to overt and obvious coercion.

At the same time, our case law on coerced confessions is available for persons whose trials have already been completed, providing of course that the procedural prerequisites for direct or collateral attack are met. See Fay v. Noia, 372 U.S. 391 (1963). Prisoners may invoke a substantive test of voluntariness which, because of the persistence of abusive practices, has become increasingly meticulous through the years. See Reck v. Pate, 367 U.S. 433 (1961). That test now takes specific account of the failure to advise the accused of his privilege against self-incrimination or to allow him access to outside assistance. See Haynes v. Washington, 373 U.S. 503 (1963); Spano v. New York, 360 U.S. 315 (1959). Prisoners are also entitled to present evidence anew on this aspect of the voluntariness of their confessions if a full and fair hearing has not already been afforded them. See Townsend v. Sain, 372 U.S. 293 (1963). Thus while Escobedo and Miranda provide important new safeguards against the use of unreliable statements at trial, the nonretroactivity of these decisions will not preclude persons whose trials have already been completed from invoking the same safeguards as part of an involuntariness claim. [384 U.S. 719, 731]  

Nor would retroactive application have the justifiable effect of curing errors committed in disregard of constitutional rulings already clearly foreshadowed. We have pointed out above that past decisions treated the failure to warn accused persons of their rights, or the failure to grant them access to outside assistance, as factors tending to prove the involuntariness of the resulting confessions. See Haynes v. Washington, supra; Spano v. New York, supra. Prior to Escobedo and Miranda, however, we had expressly declined to condemn an entire process of in-custody interrogation solely because of such conduct by the police. See Crooker v. California, 357 U.S. 433 (1958); Cicenia v. Lagay, 357 U.S. 504 (1958). Law enforcement agencies fairly relied on these prior cases, now no longer binding, in obtaining incriminating statements during the intervening years preceding Escobedo and Miranda. This is in favorable comparison to the situation before Mapp v. Ohio, 367 U.S. 643 (1961), where the States at least knew that they were constitutionally forbidden from engaging in unreasonable searches and seizures under Wolf v. Colorado, 338 U.S. 25 (1949).

At the same time, retroactive application of Escobedo and Miranda would seriously disrupt the administration of our criminal laws. It would require the retrial or release of numerous prisoners found guilty by trustworthy evidence in conformity with previously announced constitutional standards. Prior to Escobedo and Miranda, few States were under any enforced compulsion on account of local law to grant requests for the assistance of counsel or to advise accused persons of their privilege against self-incrimination. Compare Crooker v. California, 357 U.S., at 448 , n. 4 (dissenting opinion). By comparison, Mapp v. Ohio, supra, was already the law in a majority of the States at the time it was rendered, and only six States were immediately [384 U.S. 719, 732]   affected by Griffin v. California, 380 U.S. 609 (1965). See Tehan v. Shott, 382 U.S., at 418 .

In the light of these various considerations, we conclude that Escobedo and Miranda, like Mapp v. Ohio, supra, and Griffin v. California, supra, should not be applied retroactively. The question remains whether Escobedo and Miranda shall affect cases still on direct appeal when they were decided or whether their application shall commence with trials begun after the decisions were announced. Our holdings in Linkletter and Tehan were necessarily limited to convictions which had become final by the time Mapp and Griffin were rendered. Decisions prior to Linkletter and Tehan had already established without discussion that Mapp and Griffin applied to cases still on direct appeal at the time they were announced. See 381 U.S., at 622 and n. 4; 382 U.S., at 409 , n. 3. On the other hand, apart from the application of the holdings in Escobedo and Miranda to the parties before the Court in those cases, the possibility of applying the decisions only prospectively is yet an open issue.

All of the reasons set forth above for making Escobedo and Miranda nonretroactive suggest that these decisions should apply only to trials begun after the decisions were announced. Future defendants will benefit fully from our new standards governing in-custody interrogation, while past defendants may still avail themselves of the voluntariness test. Law enforcement officers and trial courts will have fair notice that statements taken in violation of these standards may not be used against an accused. Prospective application only to trials begun after the standards were announced is particularly appropriate here. Authorities attempting to protect the privilege have not been apprised heretofore of the specific safeguards which are now obligatory. [384 U.S. 719, 733]   Consequently they have adopted devices which, although below the constitutional minimum, were not intentional evasions of the requirements of the privilege. In these circumstances, to upset all of the convictions still pending on direct appeal which were obtained in trials preceding Escobedo and Miranda would impose an unjustifiable burden on the administration of justice.

At the same time, we do not find any persuasive reason to extend Escobedo and Miranda to cases tried before those decisions were announced, even though the cases may still be on direct appeal. Our introductory discussion in Linkletter, and the cases cited therein, have made it clear that there are no jurisprudential or constitutional obstacles to the rule we are adopting here. See 381 U.S., at 622 -629. In appropriate prior cases we have already applied new judicial standards in a wholly prospective manner. See England v. Louisiana State Board of Medical Examiners, 375 U.S. 411 (1964); James v. United States, 366 U.S. 213 (1961). Nor have we been shown any reason why our rule is not a sound accommodation of the principles of Escobedo and Miranda.

In the light of these additional considerations, we conclude that Escobedo and Miranda should apply only to cases commenced after those decisions were announced. We recognize that certain state courts have perceived the implications of Escobedo and have therefore anticipated our holding in Miranda. Of course, States are still entirely free to effectuate under their own law stricter standards than those we have laid down and to apply those standards in a broader range of cases than is required by this decision.

Apart from its broad implications, the precise holding of Escobedo was that statements elicited by the police [384 U.S. 719, 734]   during an interrogation may not be used against the accused at a criminal trial,

    "[where] the investigation is no longer a general inquiry into an unsolved crime but has begun to focus on a particular suspect, the suspect has been taken into police custody, the police carry out a process of interrogations that lends itself to eliciting incriminating statements, the suspect has requested and been denied an opportunity to consult with his lawyer, and the police have not effectively warned him of his absolute constitutional right to remain silent . . . ." 378 U.S., at 490 -491.

Because Escobedo is to be applied prospectively, this holding is available only to persons whose trials began after June 22, 1964, the date on which Escobedo was decided.

As for the standards laid down one week ago in Miranda, if we were persuaded that they had been fully anticipated by the holding in Escobedo, we would measure their prospectivity from the same date. Defendants still to be tried at that time would be entitled to strict observance of constitutional doctrines already clearly foreshadowed. The disagreements among other courts concerning the implications of Escobedo, 12 however, have impelled us to lay down additional guidelines for situations not presented by that case. This we have done in Miranda, and these guidelines are therefore available only to persons whose trials had not begun as of June 13, 1966. See Tehan v. Shott, 382 U.S., at 409 , [384 U.S. 719, 735]   n. 3, in relation to Malloy v. Hogan, 378 U.S. 1 (1964), and Griffin v. California, supra.

Petitioners challenge the validity of their convictions on several other grounds, all of which we have examined with great care, including the claim that their confessions were coerced. We conclude without unnecessary discussion that those grounds which may be tested on this review of the judgment of the New Jersey Supreme Court are without merit. We further find that petitioners' contentions relating to the voluntariness of their confessions are beyond the scope of our review in this proceeding.

Petitioners' coerced confession claim was fully litigated and rejected both at trial and in prior post-conviction hearings in the state courts. On neither occasion, however, did petitioners attempt to substantiate certain allegations made for the first time in the present proceeding. As stated above, petitioners now assert that they were prevented from obtaining outside assistance while they were being interrogated. The police allegedly refused them access to their families or a lawyer and also thwarted the efforts of their relatives and friends to contact them. We have already pointed out that allegations of this kind are directly relevant to a coerced confession claim and that such a claim presents no problem of retroactivity. See also Davis v. North Carolina, post, p. 737.

The New Jersey Supreme Court invoked a state procedural rule, previously applied in another confession case, as a bar to reconsideration of petitioners' coerced confession claim, even in the light of their new allegations regarding the denial of outside assistance. See N. J. Rev. Rules 3:10A-5 (1965 Supp.); State v. Smith, 43 N. J. 67, 202 A. 2d 669 (1964). This is an adequate state ground which precludes us from testing the coerced confession claim on the present review, whatever may [384 U.S. 719, 736]   be the significance of the state court's reliance on its procedural rule in federal habeas corpus proceedings. See Fay v. Noia, 372 U.S. 391 (1963).

The judgment of the Supreme Court of New Jersey is


MR. JUSTICE CLARK concurs in the opinion and judgment of the Court. He adheres, however, to the views stated in his separate opinion in Miranda v. Arizona, ante, p. 499.

MR. JUSTICE HARLAN, MR. JUSTICE STEWART, and MR. JUSTICE WHITE concur in the opinion and judgment of the Court. They continue to believe, however, for the reasons stated in the dissenting opinions of MR. JUSTICE HARLAN and MR. JUSTICE WHITE in Miranda v. Arizona and its companion cases, ante, pp. 504, 526, that the new constitutional rules promulgated in those cases are both unjustified and unwise.

MR. JUSTICE BLACK, with whom MR. JUSTICE DOUGLAS joins, dissents from the Court's holding that the petitioners here are not entitled to the full protections of the Fifth and Sixth Amendments as this Court has construed them in Escobedo v. Illinois, 378 U.S. 478 , and Miranda v. Arizona, ante, p. 436, for substantially the same reasons stated in his dissenting opinion in Linkletter v. Walker, 381 U.S. 618 , at 640.


[ Footnote 1 ] "I am going to ask you some questions as to what you know about the hold-up, but before I ask you these questions it is my duty to warn you that everything you tell me must be of your own free will, must be the truth, without any promises or threats having been made to you, and knowing anything you tell me can be used against you, or any other person, at some future time."

[ Footnote 2 ] The procedure prescribed by state law was outlined in the opinion below as follows:

    "Under the New Jersey procedure for the admission in evidence of a confession, the trial judge must first determine whether the confession [384 U.S. 719, 725]   was voluntary. If he finds the confession to be voluntary, and hence admissible, he instructs the jury to also consider the voluntariness of the confession and to disregard it unless the State proves it was voluntarily given." 43 N. J. 572, 586, n. 9, 206 A. 2d 737, 744-745, n. 9.

[ Footnote 3 ] A third defendant, Wayne Godfrey, was also found guilty and sentenced to death. His conviction was subsequently overturned by a federal court in post-conviction proceedings. Upon retrial for felony murder, he pleaded non vult and was sentenced to life imprisonment.

[ Footnote 4 ] State v. Johnson, 31 N. J. 489, 158 A. 2d 11 (1960).

[ Footnote 5 ] State v. Johnson, 63 N. J. Super. 16, 163 A. 2d 593 (1960), aff'd, 34 N. J. 212, 168 A. 2d 1, cert. denied, 368 U.S. 933 (1961); United States ex rel. Johnson v. Yeager, 327 F.2d 311 (C. A. 3d Cir.), cert. denied, 377 U.S. 984 (1964). See also State v. Johnson, 71 N. J. Super. 506, 177 A. 2d 312, aff'd, 37 N. J. 19, 179 A. 2d 1, cert. denied, 370 U.S. 928 (1962).

[ Footnote 6 ] 43 N. J. 572, 206 A. 2d 737.

[ Footnote 7 ] Federalism and State Criminal Procedure, 70 Harv. L. Rev. 1, 8 (1956).

[ Footnote 8 ] Olmstead v. United States, 277 U.S. 438, 478 (1928) (dissenting opinion).

[ Footnote 9 ] Coerced confessions are, of course, inadmissible regardless of their alleged truth or falsity. See Rogers v. Richmond, 365 U.S. 534 (1961).

[ Footnote 10 ] It appears that every state supreme court and federal court of appeals which has discussed the question has declined to apply the tenets of Escobedo retroactively. For example, see In re Lopez, 62 Cal. 2d 368, 42 Cal. Rptr. 188, 398 P.2d 380 (1965); Ruark v. People, 158 Colo. 110, 405 P.2d 751 (1965); Commonwealth v. Negri, 419 Pa. 117, 213 A. 2d 670 (1965); United States ex rel. Walden v. Pate, 350 F.2d 240 (C. A. 7th Cir. 1965). The commentators, however, are divided on this issue. Compare Mishkin, The Supreme Court 1964 Term - Foreword: The High Court, The Great Writ, and the Due Process of Time and Law, 79 Harv. L. Rev. 56 (1965), which opposes retroactive application, with Comment, Linkletter, Shott, and the Retroactivity Problem in Escobedo, 64 Mich. L. Rev. 832 (1966).

[ Footnote 11 ] Hawkins, Pleas of the Crown 595 (8th ed. 1824).

[ Footnote 12 ] For example, compare People v. Dorado, 62 Cal. 2d 338, 42 Cal. Rptr. 169, 398 P.2d 361 (1965), and People v. Dufour, ___ R. I. ___, 206 A. 2d 82 (1965), which construe Escobedo broadly, with People v. Hartgraves, 31 Ill. 2d 375, 202 N. E. 2d 33 (1964), and Browne v. State, 24 Wis. 2d 491, 131 N. W. 2d 169 (1964). [384 U.S. 719, 737]